Compliance Associate

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: TYPE OF WORK

Full Time

: SALARY

8.00/hour

: HOURS PER WEEK

40

: DATE UPDATED

Oct 17, 2026

JOB OVERVIEW

Compliance Associate | Reports to: Chief Compliance Officer

This position involves managing compliance documentation, audits, onboarding, and tracking
logs within a trading or securities environment, reporting directly to the Chief Compliance
Officer.

Core Responsibilities
● Regulatory & Filings: Manage compliance documentation, contracts, and regulatory
filings to ensure accuracy and deadline compliance.
● Audits & Security: Conduct routine audits of data privacy, security protocols, and
operational workflows.
● Client/Vendor Onboarding: Verify and execute all required agreements, background
checks, and regulatory paperwork prior to onboarding.
● Data Management: Maintain tracking logs, compliance databases, and central records
with high data integrity.
● Internal Support: Serve as the main contact for compliance inquiries, resolving
discrepancies and operational risks quickly.

Key Qualifications
● Mandatory: Direct experience in a trading and/or securities environment.
● Proven background in compliance, administrative coordination, or financial client
support.
● Tech-savvy; proficient with CRMs, ticketing systems, and secure file-sharing tools.
● Strong organizational, communication, and time-management skills.
● High integrity and discretion when handling confidential, sensitive data.

----------

*** IMPORTANT: STRICT APPLICATION INSTRUCTIONS ***

Attention to detail and the ability to follow instructions are essential requirements for this position. All applicants must strictly follow the instructions below.

1. Email Subject: Use the exact job title "Compliance Associate" as your subject line.
2. Cover Letter: Include a professional cover letter highlighting your relevant experience and qualifications.
3. Updated Resume: Attach your most recent resume.
4. Email Address: Make sure to include your active email address in your application so our recruitment team can contact you.

**STRICT POLICY:**
Applications that do not follow ALL instructions, have incomplete requirements, or use an incorrect subject line will be automatically disqualified without further review.

**Following instructions is part of our initial screening process.**

SKILL REQUIREMENT

Analysis CRM Internal Auditing

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Compliance Associate

Please login or register as jobseeker to apply for this job.

TYPE OF WORK

SALARY

HOURS PER WEEK

DATE UPDATED

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